Risk Management

Core to running a financial services firm is Risk Management.

At the heart of Clearisk's technology are processes and systems to assist identify and mitigate Risk throughout the business.

Client Risk

• Client KYC / AML Scoring
• Country Risk
• Enhanced Due Diligence Workflows

Vendor Risk

• KYV (Know your Vendor) Workflow
• Invoice Processing Workflows
• Payment and Banking Instruction Workflows

Exposure / Position Risk

• FCM to ISV Position Reconciliations
• Top Day Unmatch Allocation Alerts
• Quality Control Alerts

Delivery Risk

• Expiry Alerts
• Customisable Last Trading Days

Financial Risk

• FCM Exposure Alerts
• FX Exposure
• Drawdowns
• Exchange Fee Leaks
• Give Up Agreement validation

Trade Risk

• Continuous Data validation and data quality
• Sanity Checks
• Reconciliations
• Integrity of information Checks

Security Risk

• Audit Trail
• Multi Factor Authentication
• Password Policy Management